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[parent] GRE Physics Companion: Small Oscillations and the Normal-Mode Eigenvalue Problem

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GRE Physics Companion: Small Oscillations and the Normal-Mode Eigenvalue Problem

For small conservative oscillations,

|---------------|
M--¨η-+-K-η-=-0.--
(1)

The normal modes satisfy

|--------2-----|
-Ka--=-ω--Ma.--|
(2)

PIC

Figure 1. A compact small-oscillation strategy: expand about equilibrium, identify M and K, solve for ω2 and mode shapes, mass normalize the modes, then project initial conditions into modal coordinates.

1 High-value GRE facts

  1. At equilibrium, the first derivatives of the potential vanish.
  2. The stiffness matrix is the potential-energy Hessian evaluated at equilibrium.
  3. The mass matrix need not be diagonal in generalized coordinates.
  4. small oscillations obey Mη + Kη = 0.
  5. The generalized eigenvalue is ω2, not ω.
  6. Distinct modes satisfy arT Ma s = 0.
  7. mass-normalized modes satisfy ΦT MΦ = 1.
  8. The Rayleigh quotient estimates squared frequencies.
  9. A zero eigenvalue gives a neutral mode.
  10. A negative eigenvalue indicates linear instability.

Part I: Original GRE-style problems

Problem 1: equilibrium expansion

At a mechanical equilibrium,

  1. all second derivatives of U vanish
  2. all first derivatives of U vanish
  3. the kinetic energy vanishes for all time
  4. the mass matrix is the identity
  5. every Normal frequency is zero

Problem 2: stiffness matrix

The small-oscillation stiffness matrix is

  1. Kij = ∂U∕∂qi
  2. Kij = ∂2U∕∂q i∂qj at equilibrium
  3. Kij = Mij−1
  4. Kij = qiqj
  5. always diagonal

Problem 3: generalized eigenproblem

The mode equation is

  1. Ka = ωMa
  2. Ka = ω2Ma
  3. Ma = ω2Ka only
  4. Ka = 0 for every mode
  5. MKa = 0

Problem 4: mass orthogonality

For two distinct-frequency modes of a conservative symmetric system,

  1. arT a s = 1
  2. arT Ma s = 0
  3. arT Ka s = 1
  4. ar = as
  5. ωr = ωs

Problem 5: Rayleigh quotient

The Rayleigh quotient is

  1. (yT My)∕(yT Ky)
  2. (yT Ky)∕(yT My)
  3. det M∕ det K
  4. yT y
  5. tr K

Problem 6: zero mode

If

  2
ω  = 0,
(3)

the modal equation of motion is

  1. Q + ω02Q = 0
  2. Q = 0
  3. Q = 0 necessarily
  4. Q = 0 necessarily
  5. Q − σ2Q = 0

Problem 7: unstable eigenvalue

If a generalized eigenvalue is negative,

  1. the mode has a real stable oscillation frequency
  2. the mode is a zero mode
  3. the linearized motion contains exponential growth and decay
  4. the mass matrix is singular
  5. the mode disappears

Problem 8: double-pendulum frequencies

For the equal-mass equal-length small-angle double pendulum,

  2
ω ±
(4)

are

  1. (g∕ℓ)(1 ± 1)
  2. (g∕ℓ)(2 ±√--
 2)
  3. (g∕ℓ)(2 ± 2)
  4. (g∕ℓ)(1 ±√--
 2)
  5. both g∕ℓ

Problem 9: lower double-pendulum mode shape

A mode vector for the lower-frequency equal-mass double-pendulum mode is proportional to

  1. [1 ]

 0
  2. [  ]
 1
 1
  3. [   ]
 √1--
   2
  4. [     ]
   1
 − √2--
  5. [  ]
 0
 1

Problem 10: numerical low frequency

For

                            2
ℓ = 1.00m,     g =  9.81 m ∕s ,
(5)

the lower double-pendulum normal frequency is closest to

  1. 1.00 rad/s
  2. 2.40 rad/s
  3. 3.13 rad/s
  4. 5.79 rad/s
  5. 9.81 rad/s

Problem 11: mass normalization

If the columns of Φ are mass-normalized modes, then

  1. ΦT MΦ = 1
  2. ΦT KΦ = 1 always
  3. M = 1
  4. K = 0
  5. det Φ = 0

Problem 12: modal projection

For mass-normalized modes, the initial modal displacement is

  1. Q0 = ΦT η 0
  2. Q0 = ΦT Mη 0
  3. Q0 = Kη0
  4. Q0 = M−1η 0
  5. Q0 = 0

Part II: Complete worked solutions

Solution 1

At equilibrium,

   ||
∂U-|  = 0.
∂qi|0
(6)

This eliminates the linear term in the potential expansion. Answer: (B).

Solution 2

The local quadratic potential is determined by the Hessian:

             |
       -∂2U--||
Kij =  ∂qi∂qj | .
              0
(7)

Answer: (B).

Solution 3

Substituting

η = a cosωt
(8)

into the small-oscillation equations gives

Ka  = ω2Ma.
(9)

Answer: (B).

Solution 4

For distinct eigenfrequencies and symmetric

M, K,
(10)

the modes satisfy

aTr Mas =  0.
(11)

Answer: (B).

Solution 5

The Rayleigh quotient is

        yT Ky
R (y ) = -T-----.
        y  My
(12)

For an exact mode it equals

ω2.
(13)

Answer: (B).

Solution 6

With

ω  = 0,
(14)

the modal equation becomes

Q¨ = 0.
(15)

Answer: (B).

Solution 7

Write

 2      2
ω  = − σ .
(16)

Then

¨Q −  σ2Q =  0,
(17)

whose solutions contain

eσt
(18)

and

e− σt.
(19)

Answer: (C).

Solution 8

The equal-mass equal-length double pendulum gives

      g     √ --
ω2± = --(2 ±  2).
      ℓ
(20)

Answer: (B).

Solution 9

The lower-frequency eigenvector has same-sign angular components:

     [   ]
a− ∝  √1-- .
        2
(21)

Answer: (C).

Solution 10

ω− = ∘ -------------
           √ --
  9.81(2 −   2) (22)
≈ 2.40 rad∕s. (23)

Answer: (B).

Solution 11

Mass normalization gives

 T
ar Mas  = δrs.
(24)

Thus

  T
Φ   M Φ =  1.
(25)

Answer: (A).

Solution 12

From

η0 =  ΦQ0,
(26)

multiply by

 T
Φ  M.
(27)

Therefore

Q   = ΦT M  η .
  0          0
(28)

Answer: (B).

2 GRE checklist

  1. Confirm that the expansion point is actually an equilibrium.
  2. Form both M and K; do not assume either is diagonal.
  3. Remember that the eigenvalue is ω2.
  4. Use the mass inner product for modal orthogonality.
  5. Mass normalize before applying the simplest projection formulas.
  6. Use the Rayleigh quotient as a frequency-squared estimate.
  7. Treat zero modes separately from oscillatory modes.
  8. Interpret negative eigenvalues as local instability.

References

References

[1]   PhysicsLibrary, M06-04, Coupled Oscillators and Normal Modes.

[2]   PhysicsLibrary, M06-03, Driven Harmonic Motion and Resonance.

[3]   PhysicsLibrary, M06-01, Simple Harmonic Motion.

[4]   A. P. French, Vibrations and Waves, W. W. Norton, 1971.

[5]   J. R. Taylor, Classical Mechanics, University Science Books, 2005.

[6]   H. Goldstein, C. Poole, and J. Safko, Classical Mechanics, 3rd ed., Addison-Wesley, 2002.


"GRE Physics Companion: Small Oscillations and the Normal-Mode Eigenvalue Problem" is owned by bloftin.
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Other names:  M06-05G
Keywords:  GRE physics, small oscillations, normal modes, generalized coordinates, mass matrix, stiffness matrix, eigenvalues, mass orthogonality, Rayleigh quotient, double pendulum, stability

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Cross-references: formulas, inner product, displacement, vector, zero mode, system, Normal, identity, kinetic energy, mechanical equilibrium, frequencies, Rayleigh quotient, mass-normalized modes, small oscillations, generalized coordinates, mass matrix, stiffness matrix, modal coordinates, mass, mode shapes, equilibrium, normal modes, oscillations

This is version 1 of GRE Physics Companion: Small Oscillations and the Normal-Mode Eigenvalue Problem, born on 2026-10-18.
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Classification:
Physics Classification: 45.50.-j (Dynamics and kinematics of a particle and a system of particles)
 45.05.+x (General theory of classical mechanics of discrete systems)

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