Albert Einstein (1879–1955) was a German-born physicist (of German -Jewish parents)–with both
Swiss and German citizenships until 1932. Following his taking up permanent residence as a
Professor at Princeton, USA, in 1933 he became a top American physicist best known for the
special and general theories of relativity; he became a naturalized US citizen in 1940. He also
reported the first correct quantum interpretation of the photoelectric effect, for which he was
awarded the 1921 Nobel Prize in Physics. He published a total of about 450 physics articles,
including also several books.
His equation

that relates the energy E of a (quantum) particle to its mass, m, and the speed of light c, (also
called the “mass-energy equivalence”) is unchallenged even today as a fundamental equation in
quantum theory and mathematical physics. Regretably, however, even according to Einstein
himself, the latter has also lead towards the end of WWII to the successful development, testing at
Alamogordo, and the deployment of the first (so-called) ‘atom’ bombs (or A-bombs, that are in
fact nuclear fission bombs). Thus, the famous Princeton Professor Albert Einstein–at the strong
prompting and insistence of his close nuclear physicist friend Dr.Leo Szilard (a Hungarian-
Jewish refugée from Horthy’s Nazis in Hungary)– wrote a two-page (first) letter to the
thirty-second US President Franklin D. Roosevelt, that initiated the fatal ‘chain reaction’
leading to the design, construction and testing of the first A-bombs, and many more
afterwards, including the Hydrogen bomb. His fundamental energy equation E = mc2 is,
and was, the basis for the huge energy release calculated for the nuclear fission chain
reaction in which a relatively small change in mass of the nuclear ‘explosive’ is ‘converted’
extremely rapidly, and thus, explosively into a very large amount of energy in the form
of a huge number of gamma rays, X-rays, photons and infrared radiation that raises
local temperatures to peak values in excess of a few tens of million degrees C for an
A-bomb, and on the order of a hundred million degrees C in the case of an H-bomb
(‘Hydrogen’ bomb, that in fact also employs an A-bomb to detonate). Most unfortunately, a
powerful enough H-bomb can, in principle, ‘burn up’ the entire atmosphere of our planet
Earth.
The ‘benefits’ of the A- and H- bomb development to the high-energy physics and mathematical
physics community have been during the second half of the last century in the form of huge, ever
increasing amounts of funding available for ever more powerful particle accelerators and
‘fundamental physics and mathematics research’ during the Cold War, thus including advanced
mathematics relevant to quantum physics.
Einstein was a strong pacifist and he was not himself involved in any way in the direct
development of any A-bomb; however, other top US mathematical physicists such as notably
Richard Feynman, J. Wheeler, and Oppenheimer (who was officially placed in charge of organizing
the scientific side of the Manhattan project by former President Roosevelt) made possible the
design and construction of the A-bomb believing, they said, that it would never be dropped on any
human population during or after WWII.
Less widely known are Einstein’s attempts at a unified, relativistic field theory; however, Einstein
himself considered the results obtained to be unsatisfactory.
Notes:
1. A fact little known is that the unreported first experimental findings of nuclear fission were
made by the Curies (Marie Curie, Iréne Joliot-Curie and Frédéric Joliot, with the latter two
being Nobel laureates in Chemistry in 1935) in France before WWII, but that they deliberately
refrained on moral grounds from publishing their observations in the hope of avoiding the design
and development of nuclear fission weapons or bombs by either the French or the Germans for use
in the upcoming war. Thus, Frédéric Joliot wrote in the concluding remarks of his Nobel Lecture
in 1935 (on p. 373, as precisely cited here): “ If such transmutations do succeed in spreading in
matter, the enormous liberation of usable energy can be imagined. But, unfortunately, if the
contagion spreads to all the elements of our planet, the consequences of unloosing such a
cataclysm can only be viewed with apprehension. Astronomers sometimes observe that a
star of medium magnitude increases suddenly in size; a star invisible to the naked eye
may become very brilliant and visible without any telescope- the appearance of a Nova.
This sudden flaring up of the star is perhaps due to transmutations of an explosive
character like those which our wandering imagination is perceiving now-a process that
the investigators will no doubt attempt to realize while taking, we hope, the necessary
precautions.”
The first reports of nuclear fission observations were however published by Einstein’s old friend
Otto Hahn at the Kaiser Wilhelm Institute in Berlin during the last weeks of 1938. The
interpretation of Hahn’s nuclear fission observations was then published early in 1939 by Lise
Meitner and her nephew Otto Frisch.
2. Max (Karl Ernst Ludwig) Planck himself considered the possibility of the ‘latent energy of the
atom’, also based on the interpretation of Einstein’s equation E = mc2, and said in 1908 that
“though the actual production of such a ‘radical’ process might have appeared extremely small
only a decade ago, it is now in the range of the possible...” In spite of this hypothetical, theoretical
possibility, Einstein did not seem to have considered the practical possibility of an A-bomb before
1936.
3. Dr. Leo Szilard filed in the spring of 1934 a patent application that was approved which
described the laws governing a nuclear chain reaction and the design of a (hypothetical) nuclear
fission reactor. He assigned his patent to the British Admiralty of Great Britain because at
that time a patent could be kept secret in Britain only if it was assigned to the British
government. Although he approached in 1934 both the British War Office and the Admiralty,
neither were interested at that time in following through with the possible military
applications of Szilard’s patent. The opposite happened however in the USA in 1939, following
Einstein’s first letter to President Franklin D. Roosevelt (inspired by Dr. Szilard) which is
reproduced below, and more importantly, at the insistence of the British war allies.
Einstein signed and arranged for the letter to be presented to FDR in spite of previous
warnings from Max Born not to get involved in war work of this nature; much too late in
1945, Einstein, as well as Szilard, regreted his action: “I made one great mistake in my
life–when I signed the letter to president Roosevelt recommending that atom bombs be made”
(reportedly to have been said to Nobel Laureate Linus Pauling, and also repeated in
a short filmed (B/W) interview with Einstein, re-played several times on TV in the
USA).
However, the first nuclear fission reactor was built and operated by Enrico Fermi’s team in Chicago
in 1942 as part of the Manhattan project; claims were only recently made that the Japanese may
have also built working nuclear fission reactors for military purposes both in Tokyo and occupied
Korea towards the end of WWII. Certain sources provide documentary evidence that the
Manhattan project began in earnest only when the British allies became convinced of the practical
possibility of making an A-bomb, at least in part as a result of the interpretation and somewhat
over–optimistic computations of Otto Frisch in Great Britain in 1936-1939. Thus, Einstein’s first
letter has been claimed to have had only a lukewarm reception by members of FDR’s
administration until the British government sudden revival of interest in having the A-bomb
built in the USA, as it was not contemplated to have it dropped in Europe if it were
developed.
Princeton University Professor Albert Einstein’s first letter to President Franklin D. Roosevelt:
(photocopy available on line through this weblink)
”Albert Einstein
Old Grove Rd.
Nassau Point
Peconic, Long Island
August 2nd 1939
F.D. Roosevelt
President of the United States
White House
Washington, D.C.
Sir:
Some recent work by E.Fermi and L. Szilard, which has been communicated to me in manuscript,
leads me to expect that the element uranium may be turned into a new and important source of
energy in the immediate future. Certain aspects of the situation which has arisen seem to call
for watchfulness and, if necessary, quick action on the part of the Administration. I
believe therefore that it is my duty to bring to your attention the following facts and
recommendations:
In the course of the last four months it has been made probable -
through the work of Joliot in France as well as Fermi and Szilard in
America - that it may become possible to set up a nuclear chain reaction
in a large mass of uranium, by which vast amounts of power and large quant-
ities of new radium-like elements would be generated. Now it appears
almost certain that this could be achieved in the immediate future.
This new phenomenon would also lead to the construction of bombs, and it is conceivable - though
much less certain - that extremely powerful bombs of a new type may thus be constructed. A single
bomb of this type, carried by boat and exploded in a port, might very well destroy the whole port
together with some of the surrounding territory. However, such bombs might very well prove to be
too heavy for transportation by air.
-2-
The United States has only very poor ores of uranium in moderate
quantities. There is some good ore in Canada and the former Czechoslovakia.
while the most important source of uranium is Belgian Congo.
In view of the situation you may think it desirable to have more
permanent contact maintained between the Administration and the group
of physicists working on chain reactions in America. One possible way
of achieving this might be for you to entrust with this task a person
who has your confidence and who could perhaps serve in an inofficial
capacity. His task might comprise the following:
a) to approach Government Departments, keep them informed of the
further development, and put forward recommendations for Government action,
giving particular attention to the problem of securing a supply of uran-
ium ore for the United States;
b) to speed up the experimental work,which is at present being carried on within the limits of the
budgets of University laboratories, by providing funds, if such funds be required, through his
contacts with y private persons who are willing to make contributions for this cause, and perhaps
also by obtaining the co-operation of industrial laboratories which have the necessary
equipment.
I understand that Germany has actually stopped the sale of uranium from the Czechoslovakian
mines which she has taken over. That she should have taken such early action might perhaps be
understood on the ground that the son of the German Under-Secretary of State, von WeizsÃcker,
is attached to the Kaiser-Wilhelm-Institut in Berlin where some of the American work on uranium
is now being repeated.
Yours very truly,
(Albert Einstein) ”
Einstein’s work on special relativity theory was published only shortly after that of Poincaré,
albeit in a complete form, unlike Poincaré ’s publication that was incomplete. His published
reports and book on General Relativity (GR) theory surpassed special relativity in Minkowsky 4D
spacetime but may not be conceptually consistent in Einstein’s formulations with standard
quantum mechanics, as pointed out by Einstein himself who considered quantum mechanics of his
days to be an ‘incomplete’, and thus, a transient theory. Subsequent developments in quantum
physics and elementary particle/ physicss seem to have however disproved the Einstein’s viewpoint
of quantum mechanics.
After Marcel Grossmann presented to Einstein the advantages of Riemannian geometry for the
formulation of General Relativity, he began to ponder on the geometry of time in relation to space.
Einstein’s innovations have had great influence not only on physics but also on mathematics, and
many mathematicians have pondered on the mathematical implications of Einstein’s work.
Einstein died on April 18, 1955, still trying to find an unified field theory; nowadays, numerous
theoretical and mathematical attempts are still being made at consolidating quantum field theories
(QFT) with General Relativity into a single quantum gravity theory, or a theory of eveything
(TOE).
One can find certain similarities between Albert Einstein– a top theoretical/mathematical
physicist– and Alexander Grothendieck, a top mathematician. Both are German born, and of a
German-Jewish mother; both suffered because of the Nazis. Both have exhibited the ability of an
entirely original, and very creative thinking, as well as the ability to create new paradigms in
fundamental science. Interestingly, neither of the two liked wearing socks. Much more significantly,
both scientists were determined pacifists and also idealists that had a major influence on modern
culture. Unlike Grothendieck, however, Einstein signed the fateful letter that marked his (later
regreted) involvement in the sequence of events which initiated the A-bomb project in the
US.
Perhaps, a moral to be derived from Albert Einstein’s own experience with the fundamental
equation E = mc2, and the idea on the A-bomb based on it, is that fundamental findings in
mathematics and mathematical physics can have very profound effects on the entire world, and
that such effects can be either very good or very bad, depending on how such fundamental results
are put into practice, and to what ends they are being used. ‘Platonic’ results that may appear
quite innocent and remote from the ‘real’ world can have indeed great impact on the
latter.
References
[1] A. Einstein. On the Electrodynamics of Moving Bodies, Annalen der Physik, 17:891,
June 30, 1905 (English translation by W. Perrett and G.B. Jeffery); also reprint in
Hendrik Antoon Lorentz, Albert Einstein, H. Minkowski, Hermann Weyl (1952). The
Principle of Relativity. Courier Dover Publications.
[2] Wolfgang Rindler (1977). Essential Relativity. Birkh’auser.
[3] Albert Einstein (2001). Relativity: The Special and the General Theory (Reprint of
1920 translation by Robert W. Lawson ed.). Routledge.
[4] Richard Phillips Feynman (1998). Six Not-so-easy Pieces: Einstein’s relativity,
symmetry, and space-time (Reprint of 1995 edition ed.). Basic Books.
[5] A. Einstein, Autobiographical Notes, 1949.
[6] A. Einstein, Lorentz, H. A., Minkowski, H., and Weyl, H. (1952). The Principle of
Relativity: a collection of original memoirs on the special and general theory of relativity.
Courier Dover Publications.
[7] A. Einstein’s fundamental papers: “On the Relativity Principle and the Conclusions
Drawn from It”, 1907; “The Principle of Relativity and Its Consequences in Modern
Physics, 1910; “The Theory of Relativity”, 1911; “Manuscript on the Special Theory of
Relativity”, 1912; “Theory of Relativity”, 1913; “Einstein, Relativity, the Special and
General Theory”, 1916; “The Principle Ideas of the Theory of Relativity”, 1916; “What
Is The Theory of Relativity ?”, 1919; “Fundamental Ideas and Methods of the Theory
of Relativity”, 1920) “The Principle of Relativity” (Princeton Lectures), 1921; “Physics
and Reality”, 1936; “The Theory of Relativity”, 1949.