0.1 Categorical Quantum Logic and Quantum ŁM-Algebraic Logic
0.1.1 Fundamental concepts of space and time in Quantum Theory vs. space-times in General
Relativity
A notable feature of current 21-st century physical thought involves a close examination of the
validity of the classical model of space-time as a 4–dimensional manifold equipped with a Lorentz
metric. The expectation of the earlier approaches to quantum gravity (QG) was to cope with
microscopic length scales where a traditional manifold structure (in the conventional sense) needs
to be forsaken (for instance, at the Planck length Lp = (
)
≈ 10−35m). Whereas Newton,
Riemann, Einstein, Weyl, Hawking, Penrose, Weinberg and many other exceptionally creative
theoreticians regarded physical space as represented by a continuum, there is an increasing
number of proponents for a discrete, ‘quantized’ structure of space–time, since space
itself is considered as discrete on the Planck scale. Like most radical theories, the latter
view carries its own set of problems. The biggest problem arises from the fact that any
discrete, ‘point-set’ (or discrete topology), view of physical space–time is not only in
immediate conflict with Einstein’s General Relativity representation of space–time as a
continuous Riemann space, but it also conflicts with the fundamental impossibility
of carrying out quantum measurements that would localize precisely either quantum
events or masses at ‘singular points’ (in the sense of disconnected, or isolated , sharply
defined, geometric points) in space–time. Since GR seems to break down at the Planck
scale, space–time may no longer be describable by a smooth manifold structure such as a
Riemann metric tensor. While not neglecting the large scale classical model, one needs
to propose a structure of ‘ideal observations’ as manifest in a limit, in some sense, of
‘discrete’, or at least separable, measurements, where in such a limit it also encompasses the
classical event. Further details are given in our recent, related paper (Baianu et al,
2007b).
0.2 Quantum Logics (QL) and Logic Lattice Algebras (LA): Operational Quantum Logic (OQL)
and Łukasiewicz quantum logics (LQL)
0.2.1 Quantum Fields, General Relativity and Symmetries
As the experimental findings in high-energy physics–coupled with theoretical studies– have
revealed the presence of new fields and symmetries, there appeared the need in modern physics to
develop systematic procedures for generalizing space–time and quantum state space (QSS)
representations in order to reflect these new concepts. In the General Relativity (GR) formulation,
the local structure of space–time, characterized by its various tensors (of energy–momentum,
torsion, curvature, etc.), incorporates The Gravitational Fields surrounding various masses. In
Einstein’s own representation, the physical space–time of GR has the structure of a Riemannian R4
space over large distances, although the detailed local structure of space–time – as Einstein
perceived it – is likely to be significantly different. On the other hand, there is a growing
consensus in theoretical physics that a valid theory of quantum gravity (QG) requires a
much deeper understanding of the small(est)–scale structure of quantum space–time
(QST) than currently developed. In Einstein’s GR theory and his subsequent attempts at
developing a unified field theory (as in the space concept advocated by Leibnitz), space-time
does not have an independent existence from objects, matter or fields, but is instead an
entity generated by the continuous transformations of fields. Hence, the continuous
nature of space–time was adopted in GR and Einstein’s subsequent field theoretical
developments. Furthermore, the quantum, or ‘quantized’, versions of space-time, QST, are
operationally defined through local quantum measurements in general reference frames that are
prescribed by GR theory. Such a definition is therefore subject to the postulates of both
GR theory and the axioms of Local Quantum Physics (LQP). We must emphasize,
however, that this is not the usual definition of position and time observables in ‘standard’
QM. The general reference frame positioning in QST is itself subject to the Heisenberg
uncertainty principle, and therefore it acquires through quantum measurements, a certain
‘fuzziness’ at the Planck scale which is intrinsic to all microphysical quantum systems. Such
systems with fuzziness include spin networks that change in time thus giving birth to spin
foam.
0.2.2 Operational Quantum Logic (OQL) and Łukasiewicz Quantum Logic (LQL)
As pointed out by von Neumann and Birkhoff in 1930, a logical foundation of quantum mechanics
consistent with quantum algebra is essential for both the completeness and mathematical validity
of the theory. The development of quantum mechanics from its very beginnings both inspired
and required the consideration of specialized logics compatible with a new theory of
measurements for microphysical systems. Such a specialized logic was initially formulated by
von Neumann and Birkhoff (1932) and called ‘quantum logic’. Subsequent research
on MV-logics and quantum logics (Chang, 1958; Genoutti, 1968; Dalla Chiara, 1968,
2004) resulted in several approaches that involve several types of non-distributive lattice
(algebra) for n–valued quantum logics. Thus, modifications of the Łukasiewicz logic algebras
that were introduced in the context of algebraic categories by Georgescu and Vraciu in
1970 [2], also recently reviewed and expanded by Georgescu in 2006, can provide an
appropriate framework for representing quantum systems, or– in their unmodified form- for
describing the activities of complex networks in categories of Łukasiewicz logic algebras
[3].
0.2.3 Lattices and Von Neumann-Birkhoff (VNB) Quantum Logic: Definitions and Basic Logical
Properties
We commence here by giving the set-based definition of a Lattice. An s–lattice L, or a ‘set-based’
lattice, is defined as a partially ordered set that has all binary products (defined by the
s–lattice operation “ ∧
”) and coproducts (defined by the s–lattice operation “∨
”), with
the ”partial ordering” between two elements X and Y belonging to the s–lattice being
written as “X ≼ Y ”. The partial order defined by ≼ holds in Las X ≼ Y if and only if
X = X ∧
Y (or equivalently, Y = X ∨
Y Eq.(3.1)(p. 49 of Mac Lane and Moerdijk,
1992).
0.2.4 Łukasiewicz-Moisil (LM) Quantum Logic (LQL) and Algebras
With all truth ’nuances’ or assertions of the type << system A is excitable to the i-th level
and system B is excitable to the j-th level >> one can define a special type of lattice
which is subject to the axioms introduced by Georgescu and Vraciu in 1970 [2] which
then becomes a n-valued Łukasiewicz-Moisil, or LM-algebra. Further algebraic and logic
details are provided in ref. [4] and also in [1]. In order to have the n-valued Łukasiewicz
logic algebra represent correctly the basic behaviour of quantum systems (that is, as
observed through measurements that involve a quantum system interactions with a
measuring instrument –which is a macroscopic object), several of these axioms have to be
significantly changed so that the resulting lattice becomes non-distributive and also (possibly)
non–associative (Dalla Chiara, 2004), in addition to being non-commutative. With an
appropriately defined quantum logic of events one can proceed to define Hilbert, or
‘nuclear’/Frechet, spaces in order to be able to utilize the ‘standard’ procedures of quantum
theories.
0.2.5 Fundamental concepts of algebraic topology with potential application to ontology levels
theory and space-time structures
We shall consider briefly the potential impact of novel algebraic topology concepts, methods and
results on the problems of defining and classifying rigorously quantum space-times. With the
advent of Quantum Groupoids–generalizing quantum groups, quantum algebra and quantum
algebraic topology, several fundamental concepts and new theorems of algebraic topology may also
acquire an enhanced importance through their potential applications to current problems in
theoretical and mathematical physics, such as those described in [6], and also in subsequent
publications [1] and [7].
Now, if quantum mechanics is to reject the notion of a continuum, then it must also reject the
notion of the real line and the notion of a path. How then is one to construct a homotopy theory?
One possibility is to take the route signalled by Čech, and which later developed in the hands of
Borsuk into ‘shape theory’. Thus, a quite general space is studied by means of its approximation
by open covers.
A few fundamental concepts of algebraic topology and category theory are summarized here that
have an extremely wide range of applicability to the higher complexity levels of reality as well as to
the fundamental, quantum level(s). Technical details are omitted in this section in order to focus
only on the ontologically-relevant aspects; full mathematical details are however also available
in a recent paper by Brown et al (2007) that focuses on a mathematical/conceptual
framework for a completely formal approach to categorical ontology and the theory of
levels.
0.3 Local–to–global (LG) Construction Principles Consistent with AQFT
A novel approach to QST construction in algebraic/axiomatic QFT (AQFT) involves the use of
generalized fundamental theorems of algebraic topology from specialized, ‘globally well-behaved’
topological spaces, to arbitrary ones (Baianu et al, 2007c). In this category, are the generalized,
Higher Homotopy van Kampen theorems (HHvKT) of algebraic topology with novel and unique
non-Abelian applications. Such theorems greatly aid the calculation of higher homotopy of
topological spaces. R. Brown and coworkers (1999, 2004a,b,c) generalized the van Kampen
theorem, at first to fundamental groupoids on a set of base points (Brown,1967), and then, to
higher dimensional algebras involving, for example, homotopy double groupoids and 2-categories
(Brown, 2004a). The more sensitive algebraic invariant of topological spaces seems to be,
however, captured only by cohomology theory through an algebraic ring structure that is
not accessible either in homology theory, or in the existing homotopy theory. Thus,
two arbitrary topological spaces that have isomorphic homology groups may not have
isomorphic cohomological ring structures, and may also not be homeomorphic, even if they
are of the same homotopy type. Furthermore, several non-Abelian results in algebraic
topology could only be derived from the Generalized van Kampen theorem (viz. Brown,
2004a), so that one may find links of such results to the expected ‘non-commutative
geometrical’ structure of quantized space–time (Connes, 1994). In this context, the important
algebraic–topological concept of a Fundamental Homotopy Groupoid (FHG) is applied to a
quantum topological space (QTS) as a “partial classifier” of the invariant topological
propertiesof quantum spaces of any dimension; quantum topological spaces are then
linked together in a crossed complex over a quantum groupoid (Baianu, Brown and
Glazebrook, 2006), thus suggesting the construction of global topological structures from local
ones with well-defined quantum homotopy groupoids. The latter theme is then further
pursued through defining locally topological groupoids that can be globally characterized
by applying the globalization theorem, which involves the unique construction of the
holonomy groupoid. How such concepts might be applied in the context of algebraic or
axiomatic quantum field theories (AQFT) will be separately considered in order to provide a
local-to-global construction of quantum space-times which would still be valid in the presence
of intense gravitational fields without generating singularities as in GR. The result of
such a construction is a quantum holonomy groupoid, (QHG) which is unique up to an
isomorphism.
0.3.1 Physical and Mathematical Theories: Physical Axioms, Principles, Postulates and
Laws
The Greeks devised the axiomatic method, but thought of it in a different manner to that we do
today. One can imagine that the way Euclid’s ‘Geometry’ evolved was simply through the
delivering of a course covering the established facts of the time. In delivering such a course, it is
natural to formalize the starting points, and so arranging a sensible structure. These starting
points came to be called postulates, definitions and axioms, and they were thought to deal with
real, or even ideal, objects, named points, lines, distance and so on. The modern view, initiated by
the discovery of non-Euclidean geometry, is that the words points, lines, etc. should be taken as
undefined terms, and that axioms give the relations between these. This allows the axioms to apply
to many other instances, and has led to the power of modern geometry and algebra. Clarifying the
meaning to be ascribed to ‘concept’, ‘percept’, ‘thought’, ‘emotion’, etc., and above
all the relations between these words, is clearly a fundamental but time–consuming
step. Although relations–in their turn–can be, and were, defined in terms of sets, their
axiomatic/categorical introduction greatly expands their range of applicability well beyond that of
set-relations. Ultimately, one deals with relations among relations and relations of higher
order.
The more rigorous scientific theories, including those founded in logics and mathematics, proceed
at a fundamental level from axioms and principles, followed in the case of ‘natural sciences’ by laws
of nature that are valid in specific contexts or well-defined situations. Whereas the hierarchical
theory of levels provides a powerful, systemic approach through categorical ontology, the
foundation of science involves universal models and theories pertaining to different levels of reality.
Such theories are based on axioms, principles, postulates and laws operating on distinct levels of
reality with a specific degree of complexity.
Because of such distinctions, inter-level principles or laws are rare and over-simplified principles
abound. As relevant examples, consider the chemical/biochemical thermodynamics,
physical biochemistry and molecular biology fields which have developed a rich structure of
specific-level laws and principles, however, without ‘breaking through’ to the higher,
emergent/integrative level of organismic biology. This does not detract of course from their
usefulness, it simply renders them incomplete as theories of biological reality. With the
possible exceptions of evolution and genetic principles or laws, biology has until recently
lacked other universal principles for highly complex dynamics in organisms, populations
and species, as it will be shown in the following sections. One can therefore consider
biology to be at an almost ‘pre–Newtonian’ stage by comparison with either physics or
chemistry.
Whereas axioms are rarely invoked in the natural sciences perhaps because of their
abstract and exacting attributes, (as well as their coming into existence through elaborate
processes of repeated abstraction and refinement), postulates are ‘obvious assumptions’
of extreme generality that do not require proof but just like axioms are accepted on
the basis of their very numerous, valid consequences. Principles and laws, even though
quite strict, may not apply under certain exceptional, or ‘singular’ situations. Natural
laws are applicable to well-defined zones or levels of reality, and are thus less general,
or universal, than principles. Unlike physical laws that are often expressed through
mathematical equations, principles are instead often explained in words, and tend to have the
most general form attainable/acceptable in an established theory. It is interesting to
note that in Greek, and later Roman antiquity, both philosophers and orators did link
philosophy and logic; moreover, in medieval time, first Francis Bacon, then Newton
opted for quite precise formulations of “natural philosophy” and a logical approach to
‘objective’ reality. In Newton’s approach, the logical and precise formulation of such “natural
principles” demanded the development of mathematical concepts suitable for the exact
determination and quantification of the rate of a change in the “state of motion” of any
mechanical body, or system. Later philosophical developments have strayed from such precise
formulations and, indeed, mathematical developments seem to have lost their appeal in ‘natural
philosophy’.
On the other hand, it would seem natural to expect that theories aimed at different ontological
levels of reality should have different principles. Furthermore, one may ontologically,
address the question of why such distinct levels of reality originated in the first place, and
then developed, or emerged, both in space and time. Without reverting to any form of
Newtonian or quantum-mechanical determinism, we are also pointing out in this essay the
need for developing precise but nevertheless ‘flexible’ concepts and novel mathematical
representations suitable for understanding the emergence of the higher complexity levels of
reality.
It is also in this context that the ‘local-to-global’ model approach becomes relevant, as in the case
of generalized van Kampen theorems.
0.3.2 Symmetry, Commutativity and Abelian Structures
The hierarchy constructed above, up to level 3, can be further extended to higher, n-levels, always
in a consistent, natural manner, that is using commutative diagrams. Let us see therefore a few
simple examples or specific instances of commutative properties. The type of global,
natural hierarchy of items inspired by the mathematical TC-FNT has a kind of internal
symmetry because at all levels, the link compositions are natural, that is, if f : x→y and
g : y→z
h : x→z, then the composition of morphism g with f is given by another unique
morphism h = g ∘ f. This general property involving the equality of such link composition chains
or diagrams comprising any number of sequential links between the same beginning and
ending objects is called commutativity (see for example Samuel and Zarisky, 1957),
and is often expressed as a naturality condition for diagrams. This key mathematical
property also includes the mirror-like symmetry x ⋆ y = y ⋆ x; when x and y are operators
and the symbol ’⋆’ represents the operator multiplication. Then, the equality of x ⋆ y
with y ⋆ x defines the statement that ”the x and y operators commute”; in physical
terms, this translates into a sharing of the same set of eigenvalues by the two commuting
operators, thus leading to ‘equivalent’ numerical results i.e., up to a multiplication constant);
furthermore, the observations X and Y corresponding, respectively, to these two operators
would yield the same result if X is performed before Y in time, or if Y is performed first
followed by X. This property, when present, is very convenient for both mathematical
and physical applications (such as those encountered in quantum mechanics). When
commutativity is global in a structure, as in an Abelian (or commutative) group, commutative
groupoid, commutative ring, etc., such a structure that is commutative throughout is
usually called Abelian. However, in the case of category theory, this concept of Abelian
structure has been extended to a special class of categories that have meta-properties
formally similar to those of the category of commutative groups, Ab-G; the necessary and
sufficient conditions for such ‘Abelianness’ of categories other than that of Abelian groups
were expressed as three axioms Ab1 to Ab3 and their duals (Freyd, 1964; see also the
details in Baianu et al 2007b and Brown et al 2007). A first step towards re-gaining
something like the ‘global commutativity’ of an Abelian group is to require that all classes of
morphisms [A,B] or Hom(A,B) have the structure of commutative groups; subject to
a few other general conditions such categories are called additive. Then, some kind
of global commutativity is assured for all morphisms of additive categories. However,
further conditions are needed to make additive categories ‘Abelian’, and additional
properties were also posited for Abelian categories in order to extend the applications of
Abelian category theory to other fields of modern mathematics (Grothendieck, 1957;
Grothendieck and Dieudoné 1960; Oberst 1969; Popescu 1973.) A homotopy theory
was also formulated in Abelian categories (Kleisli, 1962). The equivalence of Abelian
categories was reported by Roux, and important imbedding theorems were proved by
Mitchell (1964) and by Lubkin (1960); a characterization of Abelian categories with
generators and exact limits was presented by Gabriel and Popescu (1964). As one can
see from both earlier and recent literature, Abelian categories have been studied in
great detail, even though one cannot say that all their properties have been already
found.
However, not all quantum operators ‘commute’, and not all categorical diagrams or
mathematical structures are, or need be, commutative. Non-commutativity may therefore
appear as a result of ‘breaking’ the ‘internal symmetry’ represented by commutativity. As
a physical analogy, this might be considered a kind of ‘symmetry breaking’ which is
thought to be responsible for our expanding universe and CPT violation, as well as many
other physical phenomena such as phase transitions and superconductivity (Weinberg,
2003).
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