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Einstein summation notation (Topic)

In much of the material of related to physics, one finds it expedient to adapt the summation convention first introduced by Einstein. Let us consider first the set of linear equations

\begin{displaymath}\begin{array}{ccc} a_1x + b_1y +c_1z & = & d_1 \ a_2x + b_2y + c_2z & = & d_2 \ a_3x + b_3y + c_3z & =& d_3 \end{array}\end{displaymath} (1)

We shall find it to our advantage to set $x=x^1$, $y = x^2$, $z=x^3$. The superscripts do not denote powers but are simply a means for distinguishing between the three quantities $x$, $y$, and $z$. One immediate advantage is obvious. If we were dealing with 29 variables, it would be foolish to use 29 different letters, one letter for each variable. The single letter $x$ with a set of superscripts ranging from 1 to 29 would suffice to yield the 29 variables, written $x^1$, $x^2$, $x^3$, $\dots$, $x^{29}$. Our reason for using superscripts rather than subscripts will soon become evident. Equations (1) can now be written

\begin{displaymath}\begin{array}{ccc} a_1x^1 + b_1x^2 +c_1x^3 & = & d_1 \ a_2x... ...^3 & = & d_2 \ a_3x^1 + b_3x^2 + c_3x^3 & = & d_3 \end{array}\end{displaymath} (2)

Equations (2) still leave something to be desired, for if there were 29 such equations, our patience would be exhausted in trying to deal with the coefficients of $x^1$, $x^2$, $x^3$, $\dots$, $x^{29}$. Let us note that in (2) the coefficients of $x^1$, $x^2$, $x^3$ may be expressed by the matrix

$\displaystyle \left ( \begin{array}{ccc} a_1 & b_1 & c_1 \ a_2 & b_2 & c_2 \ a_3 & b_3 & c_3 \end{array} \right )$ (3)

By defining $a_1 = a_{11}$, $b_1 = a_{12}$, $c_1 = a_{13}$, $a_2 = a_{21}$, $b_2 = a_{22}$, $c_2 = a_23$, $a_3 = a_{31}$, $b_3 = a_{32}$, $c_3 = a_{33}$, the matrix (3) becomes

$\displaystyle \left ( \begin{array}{ccc} a_{11} & a_{12} & a_{13} \ a_{21} & a_{22} & a_{23} \ a_{31} & a_{32} & a_{33} \end{array} \right )$ (4)

One advantage is immediately evident. The single element $a_{ij}$ lies in the ith row and jth column of the matrix (4). Equations (1) can now be written

\begin{displaymath}\begin{array}{ccc} a_{11}x^1 + a_{12}x^2 +a_{13}x^3 & = & d_1... ...d_2 \ a_{31}x^1 + a_{32}x^2 + a_{33}x^3 & = & d_3 \end{array}\end{displaymath} (5)

Using the familiar summation notation of mathematics, we rewrite (5) as

$\displaystyle \sum_{r=1}^3 a_{1r} x^r = d_1 \qquad \sum_{r=1}^3 a_{2r} x^r = d_2 \qquad \sum_{r=1}^3 a_{3r} x^r = d_3$ (6)

or in even shorter form

$\displaystyle \sum_{r=1}^3 a_{ir} x^r = d_i \qquad i = 1,2,3$ (7)

The system of equations

$\displaystyle \sum_{r=1}^3 a_{ir} x^r = d_i \qquad i = 1,2,3,\dots,n$ (8)

represents $n$ linear equations.

Einstein noticed that it was excessive to carry along the $\sum$ sign in (8). we may rewrite (8) as

$\displaystyle a_{ir} x^r = d_i \qquad i = 1,2,3,\dots,n$ (9)

provided it is understood that whenever an index occurs exactly once both as a subscript and superscript a summation is indicated for this index over its full range of definition. In (9) the index $r$ occurs both as a subscript (in $a_{ir}$) and as a superscript (in $x^r$), so that we sum on $r$ from $r=1$ to $r=n$. In a four-dimensional spacetime ( $x^1 = x, x^2 = y, x^3 = z, x^4 = ct$) summation indices range from 1 to 4. The index of summation is a dummy index since the final result is independent of the letter used. We can write

$\displaystyle a_{ir}x^r \equiv a_{ij}x^j \equiv a_{i\alpha}x^{\alpha}$ (10)

We may also write (9) as

$\displaystyle a_r^i x^r = d^i \qquad i = 1,2,3,\dots,n$ (11)

where the element $a_r^i$ belongs to the ith row and jth column of the matrix

$\displaystyle \left ( \begin{array}{cccc} a_1^1 & a_2^1 & \dots & a_n^1 \ a_1... ... & \dots & \dots & \dots \ a_1^n & a_2^n & \dots & a_n^n \end{array} \right )$ (12)

References

[1] Lass, Harry. "Elements of pure and applied mathematics" New York: McGraw-Hill Companies, 1957.

This entry is a derivative of the Public domain work [1].



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Other names:  Einstein summation convention, summation notation, summation convention

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Cross-references: work, domain, spacetime, system, matrix, powers, Einstein
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