0.1 Thurston’s Geometrization Theorem and Conjecture
0.1.1 History
Haken manifolds are named after Wolfgang Haken (b.1928) because their definition involves the
key concept of incompressible surfaces, and also because Wolfgang Haken has pioneered the use of
incompressible surfaces in topology.
At the University of Illinois at Urbana-Champaign, Haken and his colleague Kenneth Appel, solved
in 1976 one of the most famous problems in mathematics by proving the four-color theorem.
He also proved that Haken manifolds have a hierarchy. The hierarchy facilitates the
proof of several theorems about about Haken manifolds through logical/mathematical
induction: first, one proves a theorem for 3-balls, then one proves that if a theorem is true
for pieces resulting by “cutting” a Haken manifold, then it is also true for the whole
Haken manifold; it is essential that such “cutting” is selected along a surface that was
incompressible. This makes possible the proof by induction in most cases by proceeding from one
induction step to the next. Thus, Haken showed that there is a finite procedure to find an
incompressible surface if the 3-manifold had one; 20 years later, Jaco and Oertel showed again
by utilizing induction that there was an algorithm to determine if a 3-manifold was
Haken. Because according to Jaco and Oertel there exists an algorithm to find out if a
3-manifold is Haken, the fundamental topological problem of recognizing 3-manifolds can be
considered to be solved for the category of Haken manifolds. Furthermore, Friedhelm
Waldhausen proved that closed Haken manifolds are topologically rigid, and thus such
3-manifolds are completely determined by their fundamental group. One can also conjecture
that,in general, CW–complexes Cwh of closed Haken manifolds, McH, are completely
determined by the fundamental groupoid functor ℱG associated with the category of Cwh and
CW-homeomorphisms.
0.2 Thurston’s Geometrization Theorem
William Thurston reported his proof of the geometrization theorem in 1980, and several complete
proofs have been published since. Furthermore, in 2003, Grigori (Grisha) Perelman sketched a
proof of the general, full geometrization conjecture using Ricci flows with surgery; his proof of the
full geometrization conjecture –as reported by specialized mathematicians in 2008– is said to be
essentially correct.
Definition 0.1. Let us consider first a Haken manifold which is defined as a compact,
P2–irreducible 3–manifold that contains a two–sided incompressible 2D-surface. (One also
considers in topology orientable Haken manifolds, in which case the Haken manifold is a
compact, orientable and irreducible 3–manifold that contains an orientable, incompressible
surface).
Thurston’s geometrization theorem, also called “the Hyperbolization Theorem”, is stated as
follows:
Theorem 0.1. Thurston Geometrization Theorem (1980): Haken manifolds can be
decomposed into submanifolds that have geometric structures.
In essence, the Thurston geometrization theorem (TGT) stated as above was proven by him as a
proof of his geometrization conjecture just for the special case of Haken manifolds. A very
important corollary of TGT is that many knots and links are in fact hyperbolic. Taken
together with his hyperbolic Dehn surgery theorem, the TGT corollary showed that
closed hyperbolic 3-manifolds abound. The (TGT) geometrization theorem is sometimes
called in mathematical circles “Thurston’s Monster Theorem”, both because of the
length and the difficulty of its proof. Complete proofs of TGT were published only
20 years later than the initial report by Thurston in 1980. Such proofs involve several
original, profound insights that link several apparently distinct fields of mathematics to
3-manifolds.
In 1981, Thurston announced the orbifold theorem, which is an extension of his geometrization
theorem in the setting of 3-orbifolds instead of Haken manifolds. Twenty years later, two teams of
mathematicians suceeded to complete a proof of Thurston’s orbifold theorem that was in essence
built upon Thurston’s lectures presented in Princeton in 1980 involving his original proof that
relied partially on Richard Hamilton’s work on the Ricci flow.
0.3 Thurston’s Geometrization Conjectures
Thurston proposed this more general, geometrization conjecture in 1982 after proving his
geometrization theorem. The same year, he was awarded the Fields Medal “for the depth and
originality of his contributions to mathematics.”
This geometrization conjecture can be simply stated as follows:
Thurston Conjecture: Compact 3-manifolds can be decomposed into submanifolds that have
geometric structures.
The geometrization conjecture (GC) can be considered as a 3-manifold analogue of
the uniformization theorem for 2D-surfaces; GC indicates that all 3-manifolds admit a
certain kind of geometric decomposition involving eight special geometries, now called
Thurston model geometries; the hyperbolic geometry is perhaps the most important
of the eight model geometries and seems to raise the most complex problems in this
context.
Thurston’s geometrization conjecture implies several other conjectures, such as, for example,
Thurston’s elliptization conjecture, and also the Poincaré conjecture. The Poincaré
Conjecture that aimed at a topological characterization of the 3-sphere, has been for over
100 years one of the central unresolved questions in topology; since its formulation in
1904, Poincaré conjecture has been repeatedly approached, without success, using
various topological methods. Because of its importance and difficulty it was chosen
by the Clay Research Institute as one of the seven “Clay Millennium Problems” in
Mathematics).
The Poincaré Conjecture:
If a space is homotopically equivalent to a three-dimensional sphere then it is also homeomorphic to
the three-sphere.
Thurston’s gemetrization conjecture– that was proven later by Grigori Perelman– solved in the
affirmative Poincaré ’s 1904 conjecture. Perelman was awarded in August 2006 the Fields Medal
for “his contributions to geometry and his revolutionary insights into the analytical and geometric
structure of the Ricci flow”. (Perelman, however, declined to either accept the Fields
Medal award or to appear at the congress where it was supposed to be presented to
him.)
References
[1] Richard Hamilton. 1982, “Three–manifolds with positive Ricci curvature”, Journal
of Differential Geometry, vol. 17, pp. 255–306. The paper that introduced Ricci flow.
[2] Collected Papers on Ricci Flow, ISBN1 − 57146 − 110 − 8.
[3] Ricci Flow and the Poincaré Conjecture, CMI/AMS, CLAY MATH, 521 pp.: the
completion of the proof for the Poincaré Conjecture; the fourth part in this book is an
expanded version of Perelman’s third preprint that “gives the first complete and detailed
proof of the finite-time extinction theorem”.
0.3.1 Perelman’s Proof of the Geometrization Conjecture:
[4] Perelman, Grisha (11 November 2002). The entropy formula for the Ricci flow and its
geometric applications. arxiv : math.DG∕0211159.
[5] Perelman, Grisha (10 March 2003). Ricci flow with surgery on three–manifolds.
arxiv : math.DG∕0303109.
[6] Perelman, Grisha (17 July 2003). Finite extinction time for the solutions to the Ricci flow
on certain three–manifolds. arxiv : math.DG∕0307245.